Smartkarma AI, Smartkarma

αSK

Smartkarma AI

Smartkarma

Smartkarma unites the fragmented investment industry, connecting institutional investors, independent research providers, and corporates within a single network.

Research Reinvented

Equity Bottom-Up

Lpl Financial Holdings / Equity Bottom-Up

<ul>
 <li>
Industry Leader with Scale Advantage: LPL Financial is the largest independent broker-dealer in the U.S., a position that provides significant scale advantages in technology, compliance, and operational costs. This scale allows LPL to reinvest in its platform and offer competitive payouts, attracting and retaining a growing network of financial advisors.</li>
 <li>
Favorable Industry Tailwinds: The company is a prime beneficiary of the secular shift of financial advisors from traditional wirehouses to independent and Registered Investment Advisor (RIA) models. This trend is driven by advisors seeking greater autonomy, flexibility, and ownership of their practice, which LPL's various affiliation models are designed to support.</li>
 <li>
Dual-Pronged Growth Strategy: LPL's growth is fueled by a combination of strong organic net new asset (NNA) growth and strategic acquisitions. The company has a successful track record of recruiting new advisors and has recently engaged in significant M&amp;A, such as the acquisitions of Atria and Commonwealth, to further consolidate its market position and accelerate growth.</li>
</ul>This content is AI-generated and displayed for general informational purposes only. Please verify independently before use.


  
Industry Leader with Scale Advantage: LPL Financial is the largest independent broker-dealer in the U.S., a position that provides significant scale advantages in technology, compliance, and operational costs. This scale allows LPL to reinvest in its platform and offer competitive payouts, attracting and retaining a growing network of financial advisors.
  
Favorable Industry Tailwinds: The company is a prime beneficiary of the secular shift of financial advisors from traditional wirehouses to independent and Registered Investment Advisor (RIA) models. This trend is driven by advisors seeking greater autonomy, flexibility, and ownership of their practice, which LPL's various affiliation models are designed to support.
  
Dual-Pronged Growth Strategy: LPL's growth is fueled by a combination of strong organic net new asset (NNA) growth and strategic acquisitions. The company has a successful track record of recruiting new advisors and has recently engaged in significant M&amp;A, such as the acquisitions of Atria and Commonwealth, to further consolidate its market position and accelerate growth.
This content is AI-generated and displayed for general informational purposes only. Please verify independently before use.

Primer: Lpl Financial Holdings (LPLA US) - Sep 2025

Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

Pan-Asia Catalysts/Events

Quiddity Advisors

Index Rebalance

Interactive Brokers Group, Inc / Index Rebalance

<ul>
<li>The S&amp;P 500 index tracks the 500 largest names listed in the US and it is one of the most highly-tracked indices in the world.</li>
<li>In this insight, we take a look at the upcoming constituent changes in the run up to the September 2025 index rebal event.</li>
<li>We expect two regular changes in September 2025 - maybe $10bn a side. There are also a couple of live M&amp;A events which are likely to trigger intra-review index changes.</li>
</ul>


The S&amp;P 500 index tracks the 500 largest names listed in the US and it is one of the most highly-tracked indices in the world.
In this insight, we take a look at the upcoming constituent changes in the run up to the September 2025 index rebal event.
We expect two regular changes in September 2025 - maybe $10bn a side. There are also a couple of live M&amp;A events which are likely to trigger intra-review index changes.


[Quiddity Index] S&P500/400/600 Sep25 Rebal: Two Possible Changes, But One Iffy

<ul>
<li>The S&amp;P 500 index tracks the 500 largest names listed in the US and it is one of the most highly-tracked indices in the world.</li>
<li>The rankings used for the September 2025 index rebal event will be based on yesterday's (3rd September 2025) opening prices. The announcement will be made after the close on Friday.</li>
<li>In this insight, we take a look at our final expectations for ADDs/DELs (along with a tracker of all live spinoff/M&amp;A events which affect the index the next two quarters).</li>
</ul>


The S&amp;P 500 index tracks the 500 largest names listed in the US and it is one of the most highly-tracked indices in the world.
The rankings used for the September 2025 index rebal event will be based on yesterday's (3rd September 2025) opening prices. The announcement will be made after the close on Friday.
In this insight, we take a look at our final expectations for ADDs/DELs (along with a tracker of all live spinoff/M&amp;A events which affect the index the next two quarters).


[Quiddity Index] S&P500/600 Sep25 Rebal: Final Predictions

US-EU Index Rebalances / Quantitative Researcher, ORTEX

Dimitris Ioannidis

US-EU Index Rebalances / Quantitative Researcher

Global Financial Data and Analytics Platform

ORTEX

ORTEX is a global financial data and analytics platform providing real-time securities lending and short interest data, index rebalance data, holdings and insider transactions, trading signals, corporate actions and news,  stock machine learning and factor scores and other analytics. The majority of the data are downloadable and accessible through APIs.

Event-Driven

<ul>
<li>S&amp;P MidCap 400 additions by transition require market cap, float cap, sector balance, liquidity and earnings as parameters for inclusion.</li>
<li>The highest combined score from the parameters is given to <a href="https://www.smartkarma.com/entities/carvana-co" target="_blank" data-smartkarma-citation="entities:26471:1" rel="noopener">CVNA</a>, <a href="https://www.smartkarma.com/entities/robinhood-markets-inc" target="_blank" data-smartkarma-citation="entities:33532:1" rel="noopener">HOOD</a>, <a href="https://www.smartkarma.com/entities/lpl-financial-holdings-inc" target="_blank" data-smartkarma-citation="entities:16363:1" rel="noopener">LPLA</a> and <a href="https://www.smartkarma.com/entities/entegris-inc" target="_blank" data-smartkarma-citation="entities:12493:1" rel="noopener">ENTG</a> which makes them acceptable candidates for addition. </li>
<li>
<a href="https://www.smartkarma.com/entities/ensign-group-inc-the" target="_blank" data-smartkarma-citation="entities:9297:1" rel="noopener">Ensign Group (ENSG US)</a> and <a href="https://www.smartkarma.com/entities/mueller-industries-inc" target="_blank" data-smartkarma-citation="entities:18247:1" rel="noopener">Mueller Industries (MLI US)</a> have the highest probability of being added out of the migrations. Market cap of migration candidates is estimated to be insufficient.</li>
</ul>


S&amp;P MidCap 400 additions by transition require market cap, float cap, sector balance, liquidity and earnings as parameters for inclusion.
The highest combined score from the parameters is given to CVNA, HOOD, LPLA and ENTG which makes them acceptable candidates for addition. 

Ensign Group (ENSG US) and Mueller Industries (MLI US) have the highest probability of being added out of the migrations. Market cap of migration candidates is estimated to be insufficient.


S&P MidCap 400 September 2024 Forecasts: Highest Score to the HOOD, CVNA, LPLA, ENTG, ENSG and MLI

External reports (aggregated public sources), Value Investors Club

Value Investors Club (VIC)

External reports (aggregated public sources)

Value Investors Club

<ul><li>LPL Financial is the largest independent broker-dealer in the US, providing technology and service solutions for financial advisors</li><li>CEO Dan Arnold has led the company to heavily invest in technology, expanding their market opportunities</li><li>With the trend of financial advisors turning towards independence, LPL Financial is well-positioned for significant market growth, potentially undervalued by the market</li></ul>This content is sourced through publicly available sources and has been machine generated. Information displayed is for general informational purposes only. This article was originally published 3 months ago on Value Investors Club.

LPL Financial is the largest independent broker-dealer in the US, providing technology and service solutions for financial advisorsCEO Dan Arnold has led the company to heavily invest in technology, expanding their market opportunitiesWith the trend of financial advisors turning towards independence, LPL Financial is well-positioned for significant market growth, potentially undervalued by the marketThis content is sourced through publicly available sources and has been machine generated. Information displayed is for general informational purposes only. This article was originally published 3 months ago on Value Investors Club.

Lpl Financial Holdings Inc (LPLA) - Thursday, Apr 18, 2024

United States

LPL Financial Holdings, Inc. offers technology, brokerage and investment advisory services through business relationships with all types of financial advisors. Through proprietary technology, custody and clearing platforms, the Company offers access to financial products and services that enable them to provide financial advice and brokerage services to retail investors.

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Lpl Financial Holdings (LPLA US)

Primer: Lpl Financial Holdings (LPLA US) - Sep 2025

Industry Leader with Scale Advantage: LPL Financial is the largest independent broker-dealer in the U.S., a position that provides significant...

αSK

[Quiddity Index] S&P500/400/600 Sep25 Rebal: Two Possible Changes, But One Iffy

We expect IBKR and possibly APP to join the S&P500 in September. We expect two deletes. MSTR has moved to second place BUT it has issues which...

Travis Lundy

[Quiddity Index] S&P500/600 Sep25 Rebal: Final Predictions

The S&P500/400/600 Sep Rebal cutoff was decided at y/day's open. S&P500 predictions are like tilting at windmills, but we like windmills. We...

Travis Lundy

S&P MidCap 400 September 2024 Forecasts: Highest Score to the HOOD, CVNA, LPLA, ENTG, ENSG and MLI

Robinhood (HOOD), Entegris (ENTG) and LPL Financial Holdings (LPLA) are amongst the highest scoring addition candidates based on mcap, fcap,...

Dimitris Ioannidis

Lpl Financial Holdings Inc (LPLA) - Thursday, Apr 18, 2024

With the trend of financial advisors turning towards independence, LPL Financial is well-positioned for significant market growth, potentially...

Value Investors Club (VIC)

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