Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Hang Seng Tech Rebalance Dec 2022 - No Name Changes, Decent Flow

CSRC and PCAOB "Agree" On Audit Terms - Now PCAOB Will Try To Prove a Negative

Hang Seng Tech Rebalance - No Name Changes But Lots of Flow

HSCEI Rebalance - One In, One Out, 3.1% One-Way Flow

Quiddity Advisors

Event-Driven

<ul>
<li>
<a href="https://www.smartkarma.com/entities/bilibili-inc" target="_blank" data-smartkarma-citation="entities:26793:1" rel="noopener">Bilibili Inc (BILI US)</a> listed in the US in April 2018. It eventually listed in Hong Kong under the ticker <a href="https://www.smartkarma.com/entities/bilibili-inc-83a27302-cd7d-4e6a-a1de-bcf93eb022c3" target="_blank" data-smartkarma-citation="entities:32215:1" rel="noopener">Bilibili (9626 HK)</a> in March 2021 as a Secondary Listing. </li>
<li>
<a href="https://www.smartkarma.com/entities/bilibili-inc-83a27302-cd7d-4e6a-a1de-bcf93eb022c3" target="_blank" data-smartkarma-citation="entities:32215:1" rel="noopener">Bilibili (9626 HK)</a>  <a href="https://www1.hkexnews.hk/listedco/listconews/sehk/2022/0316/2022031600924.pdf" target="_blank" rel="noopener">announced</a> 16 March 2022 it intended to pursue a HK Primary Listing.  Application was <a href="https://www1.hkexnews.hk/listedco/listconews/sehk/2022/0502/2022050200231.pdf" target="_blank" rel="noopener">announced</a> on 2 May 2022, Circular a month later. Results <a href="https://www1.hkexnews.hk/listedco/listconews/sehk/2022/0929/2022092900013.pdf" target="_blank" rel="noopener">announced</a> 29 September.</li>
<li>As of 3 October, it is a Dual Primary Listing, making it eventually eligible for Southbound Trading. But there as confusion as to when. Hint:  It's March 2023.</li>
</ul>



Bilibili Inc (BILI US) listed in the US in April 2018. It eventually listed in Hong Kong under the ticker Bilibili (9626 HK) in March 2021 as a Secondary Listing. 

Bilibili (9626 HK)  announced 16 March 2022 it intended to pursue a HK Primary Listing.  Application was announced on 2 May 2022, Circular a month later. Results announced 29 September.
As of 3 October, it is a Dual Primary Listing, making it eventually eligible for Southbound Trading. But there as confusion as to when. Hint:  It's March 2023.


Clarifying the Bilibili (9626 HK) Rule on Southbound Eligibility