Pan-Asia Catalysts/Events, Quiddity Advisors

Travis Lundy

HK Type 4 license through Ballingal Investment Advisors Ltd. ("BIA" or "BIAL")

BACKGROUND
I have 20+yrs experience in Asia doing alternative strategies (i.e. non-delta1 non long-only) in fixed income, equity derivatives, and activist/catalyst/event-driven and long-short equity strategies with most of that time spent managing money. 

4 years in fixed income macro, 8 years running internal hedge fund and 4yrs investment banking at Citi in Japan, 3 years running an Asia multi-strat portfolio at a hedge fund, 4+yrs as an independent special situations analyst.

Pan-Asia Catalysts/Events

Shinsei Bank (8303): Does Murakami-San...? Or Doesn't He? That Is The Question.

Shinsei Bank (8303): Parsing Murakami-San's Bet

SBI To Apply for Bank Holding Company License Within Year And Squeeze Out Shinsei Minorities

Shinsei TOB: A Complicated Game of 🐓 Nobody Has Thought About?

Shinsei TOB & Poison Pill - Murakami-San's Presence Makes Things Complicated, But in a FUN 🦄 Way

Shinsei EGM:  Govt May Vote AGAINST But Could Shinsei Rig The Vote?

Gravity Works As WeWork Doesn't; Now Plan B

Quiddity Advisors

Event-Driven

<ul>
<li>On 24 November, <a href="https://www.smartkarma.com/entities/shinsei-bank-ltd" target="_blank" data-smartkarma-citation="entities:16897:1" rel="noopener">Shinsei Bank (8303 JP)</a> cancelled the Poison Pill EGM scheduled for 25 November, and changed its SBI TOB Opinion to Neutral. SBI has agreed to respect Shinsei...</li>
<li>...management policy &amp; business strategy as per 12 November DICJ letter, and effect stable transition of management. That it is a partial TOB at a too low price, so...</li>
<li>...Shinsei will not support. BUT... the BIGGEST problem comes next. And it is a doozy. There are post-tender complications which require contortions to resolve. </li>
</ul>


On 24 November, Shinsei Bank (8303 JP) cancelled the Poison Pill EGM scheduled for 25 November, and changed its SBI TOB Opinion to Neutral. SBI has agreed to respect Shinsei...
...management policy &amp; business strategy as per 12 November DICJ letter, and effect stable transition of management. That it is a partial TOB at a too low price, so...
...Shinsei will not support. BUT... the BIGGEST problem comes next. And it is a doozy. There are post-tender complications which require contortions to resolve. 


Shinsei Drops Opposition to SBI TOB; A Fascinating Post-Tender Game of 🐔

SBI Shinsei Bank

Shinsei Drops Opposition to SBI TOB; A Fascinating Post-Tender Game of 🐔