In today’s briefing:
- FSS’s Short Selling Guidelines: Breaking Down the Key Violation Cases and What They Mean
FSS’s Short Selling Guidelines: Breaking Down the Key Violation Cases and What They Mean
- The issue with borrowing agreements is that contracts with conditions set later or changeable terms don’t count, creating uncertainty on how this will play out in practice.
- Many borrowing agreements depend on recall timing for ownership recognition, even within the same day, creating confusion in practice.
- Repayment period limits don’t apply to internal desk-to-desk trades within the same firm. Other than those, no new updates today on reporting requirements, T+2 reporting window, or lending limits.
💡 Before it’s here, it’s on Smartkarma
Sign Up for Free
The Smartkarma Preview Pass is your entry to the Independent Investment Research Network
- ✓ Unlimited Research Summaries
- ✓ Personalised Alerts
- ✓ Custom Watchlists
- ✓ Company Data and News
- ✓ Events & Webinars
